No Recovery, No Fees
(888) 578-6255

Structured Products Stock Lawyers

Representing Clients Throughout Los Angeles, Miami, New York City and Nationwide

Structured products are created by taking a traditional security, such as a bond, and replacing the usual payment features, i.e.,the periodic coupon or interest payment and the final principal payment, with a different payoff that is based on the performance of one or more underlying assets, such as the performance of a certain stock or bond index.

Understanding Structured Products and Risk

There are innumerable forms of structured products, and they have been called equity-linked notes, market-linked product or principal protected notes. Structured products often are sold as a way to obtain the safety and protection of a conservative bond investment or mutual fund while allowing the investor to enjoy the returns of stocks and derivatives. But these complex products often subject investors to significant risk.

One recent example is structured products issued by Lehman Brothers and underwritten and sold by UBS. UBS represented these products as safe and as providing “principal protection.” But investors actually were subjected to great risk and lost all of their money when Lehman Brothers filed for bankruptcy protection.

Speak with an Experienced Structured Products Attorney

Have you been subjected to significant investment losses as a result of a brokerage firm’s or stockbroker’s misrepresentation of the risks associated with structured products? Your brokerage firm’s or stockbroker’s actions may rise to the level of fraud. Contact a Miami or West Palm Beach principal protected note lawyer to schedule a consultation and discuss potential legal remedies.

Dimond Kaplan & Rothstein, P.A., an AV-rated* litigation boutique law firm with offices in Miami and West Palm Beach, has been recognized as a “Top Law Firm” by the South Florida Legal Guide in 2006, 2007, 2008 and 2009. We represent investors nationwide and internationally in stockbroker misconduct cases, commercial litigation and class action litigation.

Contact a Principal Protected Note Lawyer

Our securities clients have suffered securities investment losses due to the negligence, incompetence, fraud, or dishonesty of stockbrokers and brokerage firms.

If you feel that you have lost money as a result of stockbroker or brokerage firm misconduct, contact us in Miami, Los Angeles, New York, Detroit or West Palm Beach for a free consultation with a knowledgeable structured products stock lawyer.

Structured products are created by taking a traditional security, such as a bond, and replacing the usual payment features, i.e.,the periodic coupon or interest payment and the final principal payment, with a different payoff that is based on the performance of one or more underlying assets, such as the performance of a certain stock or bond index.

Understanding Structured Products and Risk

There are innumerable forms of structured products, and they have been called equity-linked notes, market-linked product or principal protected notes. Structured products often are sold as a way to obtain the safety and protection of a conservative bond investment or mutual fund while allowing the investor to enjoy the returns of stocks and derivatives. But these complex products often subject investors to significant risk.

One recent example is structured products issued by Lehman Brothers and underwritten and sold by UBS. UBS represented these products as safe and as providing “principal protection.” But investors actually were subjected to great risk and lost all of their money when Lehman Brothers filed for bankruptcy protection.

Speak with an Experienced Structured Products Attorney

Have you been subjected to significant investment losses as a result of a brokerage firm’s or stockbroker’s misrepresentation of the risks associated with structured products? Your brokerage firm’s or stockbroker’s actions may rise to the level of fraud. Contact a Miami or West Palm Beach principal protected note lawyer to schedule a consultation and discuss potential legal remedies.

Dimond Kaplan & Rothstein, P.A., an AV-rated* litigation boutique law firm with offices in Miami and West Palm Beach, has been recognized as a “Top Law Firm” by the South Florida Legal Guide in 2006, 2007, 2008 and 2009. We represent investors nationwide and internationally in stockbroker misconduct cases, commercial litigation and class action litigation.

Contact a Principal Protected Note Lawyer

Our securities clients have suffered securities investment losses due to the negligence, incompetence, fraud, or dishonesty of stockbrokers and brokerage firms.

If you feel that you have lost money as a result of stockbroker or brokerage firm misconduct, contact us in Miami, Los Angeles, New York, Detroit or West Palm Beach for a free consultation with a knowledgeable structured products stock lawyer.

Get in Touch
Our objective is to protect your interests, resolve your legal dispute, and achieve your goals as quickly and efficiently as possible.

"Mr Dimond and his team took over on our company’s case which involved a contract (or lack thereof) and business dispute that could have cost us tens of millions of dollars if we lost and we hired him just a couple of months before trial. He was handed a half baked case by our previous attorneys who were not up to the challenge and he and his team hit the ground running and by the time we went to trial we were all prepared for the worst but hoped for the best. By day two of trial it was evident to me; the judge and the jury that our legal team was much better organized; prepared and ultimately it’s was almost entertaining to see our legal team completely destroy the other sides case to the extent our five day trial was over in half the time and we couldn’t be happier with the outcome of a four year legal battle finally being over. I would highly recommend Mr Dimond and I hope we may never need to call him again but I would never hesitate in making that call if we did."

Former Client

"Jeffrey Kaplan's legal work for me could not have possibly been more impressive. He not only won a large judgement on my behalf but he and his partner worked tirelessly to accomplish this. I am the son of a very renowned UC Berkeley law professor and there are serveral other lawyers in my family. I also have a long successful career in the entertainment field where I have dealt with hundreds of lawyers. With this experience I can easily judge the quality and effectiveness of Jeffrey Kaplan's work and would enthusiastically reccomend him to anyone. He's not only a great lawyer but a great person."

Ken

"I have little knowledge about what are safe investments and unfortunately lost a great portion of my portfolio. A friend recommended Jeff Kaplan, as he had just represented them on a similar problem. The first time we met Jeff, he took all the information and said he would be able to make a case. He explained everything to us and handled everything. He put our mind at ease- and the case was ruled in our favor! He knows his business. I would give my highest recommendations for Jeff Kaplan- as did my friends that referred him."

Holly

Practice Areas

Menu
close

Let’s Discuss Your Case Today

When fighting for your rights, you may go up against some dangerous enemies. You want an attorney flying by your side to help navigate you through the twists and turns of the legal system. 

I Want To...
No Recovery, No Fees (888) 578-6255
Visit our FacebookVisit our Twitter

Subscribe to our email!

Locations
Visit our FacebookVisit our Twitter
Subscribe to our email!

Subscribe to our email!

uploadmagnifiercrosschevron-up linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram