Firm Overview

About Dimond Kaplan & Rothstein, P.A.

Representing Investors throughout Florida, California, New York and Nationwide

We are an AV-rated* litigation firm whose attorneys have worked for some of the country’s largest and most prestigious law firms, where we learned, and now continue to hone, the sophisticated legal strategies and practical demands of complex litigation.

Our law firm’s attorneys have in-depth experience handling a broad range of legal disputes that range from investment fraud to criminal defense cases. Our objective is to protect your interests, resolve your legal dispute, and achieve your goals as quickly and efficiently as possible.

For dependable client service throughout the United States in securities arbitration proceedings, class-action litigation, and business litigation matters, contact an experienced lawyer at the law firm of Dimond Kaplan & Rothstein.

Small-Firm Atmosphere for Even the Most Complex Cases

We pride ourselves on our ability to maintain small-firm client service values in a nationwide practice. We travel to you as necessary to meet with you, discuss strategy, and answer your questions. Because securities arbitration hearings take place at a location near where you live, our lawyers will go anywhere in the country to advocate for you.

Every one of our cases receives personal attention from at least one of our partners. You will never be lost in the bureaucratic shuffle of lead attorneys, associate attorneys, paralegals and staff specialists. Our clients get the information they need when they need it. Our securities attorneys have helped clients recover more than $100 million in investment losses.

Our History

Founded in 2003, our firm combines the sophistication and skills of major law firms with the attentive client service and fee flexibility of a boutique law firm. Our stockbroker arbitration attorneys previously practiced with some of the largest and most distinguished law firms in the country, and they bring formidable analytical and legal skills to AV-rated* Dimond Kaplan & Rothstein.

Since 2006 , our partners have been recognized by Florida Trend magazine as “Legal Elite” attorneys, a distinction bestowed on less than two percent of all Florida lawyers. All of our firm’s partners also have been recognized as “Top Lawyers” by the South Florida Legal Guide every year since 2006.

Our practice focuses on investor claims against negligent or dishonest brokerage firms and stockbrokers focusing on securities fraud, as well as complex commercial litigation and securities and consumer fraud class action lawsuits.

Who We Serve

Whether you need help with a stockbroker arbitration claim, a commercial dispute, a real estate dispute, a consumer fraud matter or an employee whistleblower case, our lawyers can help you. Our lawyers have litigated and tried cases in state and federal courts, bankruptcy courts, private arbitration forums, and state and federal appellate court

Commercial Disputes

Our lawyers have litigated and tried cases in state and federal courts, bankruptcy courts, private arbitration forums, and state and federal appellate courts. To date, Dimond Kaplan & Rothstein has assisted the firm’s commercial clients in the recovery of over $100 million from banks and brokerage firms.

Whistleblower Claims

Before you report your employer’s tax, securities, or regulatory violations, you should consult an attorney to make sure you are afforded all of the protections available to you under the law.

Broker and Securities Employment Disputes

We represent securities industry professionals in employment disputes with banks and brokerage firms. Cases we have handled include: failure to pay appropriate bonuses, promissory note cases, and U4 and U5 expungement cases.

Criminal Defense

Criminal defense legal matters can be complicated. They can also be a source of major stress for our clients and their families. At DKR, our AV-rated criminal defense attorney Michelle Suskauer helps families through these challenging legal procedures, providing direction and support while effectively developing the strongest possible strategy for each case. With more than 30-plus years of experience, she has participated in hundreds of criminal defense trials, both jury and non-jury. Learn more about our criminal defense practice by viewing our criminal defense website.
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Representative Institutional Clients

ASTAR Air Cargo, Inc.
Spirit Airlines, Inc.
Summit Aerospace, Inc.
Mercury Air Group, Inc.

Fila Retail, Inc.
In Gear Swimwear, LLC

Aventura Limousine & Transportation Services, Inc.
Braman Imports, Inc.
Imperial Yachts, Ltd.

American Financial TRS, Inc.
Amerifirst Home Improvement Finance Co.
Bank One, N.A.
Bessemer Trust Company of Florida
First Magnus Financial Corporation
MarketWise Inc
Navistar Financial Corporation
Third Seven Capital, LLC

Assignee for MDCM Holdings, Inc. f/k/a Mortgage.com
Plan Administrator of AT&T Latin America Corp.
Receiver – United States Securities and Exchange Commission
Receiver - Miami-Dade County Business Court

William J. von Liebig Foundation

1872 Holdings International, LLC (Matusalem Rum)
Tile Redi USA, LLC

Altech Corp.
Cirion Technologies Solutions, LLC
j2 Global Communications, Inc.
Level 3 Communications
Lumen Technologies, Inc.
On Point Global LLC

Federal Deposit Insurance Corporation (FDIC)
Federal Trade Commission
National Police Union of Ecuador
Receiver – United States Securities and Exchange Commission
Receiver – Federal Trade Commission
State of Virginia
State of New Jersey
Vernon (California) Natural Gas Financing Authority,
Western Municipal Water District Facilities Authority (Riverside, California)

Fontainebleau Florida Hotel, LLC
JW Marriott Miami Turnberry Resort & Spa

United Automobile Insurance Co.

DMG World Media [USA], Inc.

Andrx Corporation
Elan Pharmaceuticals, Inc.
Excellence Medical Center, Inc.
HealthSun Health Plans, Inc.
Positive Health Alliance, Inc.
Rose Med Diagnostic Center, Inc.
Stryker Spine, a Division of Howmedica Osteonics, Corp.
Summit VetPharm, LLC

Force Protection, Inc.
Point Blank Body Armor, Inc.

Jackson Lewis, P.C

Trivest Partners, L.P.

Jackson Lewis, P.C
Morrison, Brown, Argiz & Farra, LLC

Avatar Real Estate Services, LLC
Brown Harris Stevens
Cain International
Fisher Island Holdings, LLC
Fontainebleau Development, LLC
Fontainebleau Florida Hotel, LLC
Insulated Roofing Contractors
Kast Construction Company, LLC
The Related Group

April Media Corp.
Cash Money Records, Inc.
Imagine USA
Liberman Broadcasting, Inc.
Maat Trade Development
Sbarro, Inc. and Sbarro America, Inc.
Sunrise Media Group, Inc.

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