Securities fraud and misconduct can take many forms, from a brokerage firm embezzling funds from an investor’s account to a stockbroker selecting an unsuitable investment for an investor. If you believe your stockbroker or brokerage firm was negligent or fraudulent, you need a skilled Los Angeles securities fraud attorney to help you recover your losses.
At the Los Angeles office of Dimond Kaplan & Rothstein, P.A., our attorneys represent California investors in cases involving securities fraud and stockbroker misconduct. From our offices in Los Angeles, New York, Miami and West Palm Beach, we provide skilled representation to investors across the country.
Do you have a case? Contact our securities fraud lawyers to learn more about our securities and investment fraud practice.
Helping Clients Recover Their Losses
Our attorneys have the experience, skill and knowledge to handle a wide range of stockbroker negligence and fraud cases involving a stockbroker or investment firm:
- Choosing unsuitable or inappropriate investments based on your investment plan and financial goals
- Improperly allocating your investments
- Churning your investments to gain commissions
- Misrepresenting or omitting the nature of an investment or failing to fully understand the investment
- Trading without your authorization
- Investing your funds in Ponzi schemes, subprime investments or other high-risk or illegal investment structures
Our attorneys take a detail-oriented approach to fraud and misconduct cases involving stockbrokers or brokerage firms. Through our thorough investigation and tenacious pursuit of our clients’ losses, our lawyers have recovered millions of dollars from brokerage firms such as Merrill Lynch, Banc of America Securities, Wachovia, Morgan Stanley, UBS, Raymond James, Prudential, JP Morgan Chase, Oppenheimer, Lehman Brothers, and Credit Suisse.
Contact a Stock Broker Misconduct Lawyer in Los Angeles
Whether in securities litigation or in arbitration, our lawyers will help you work to recover your losses from securities fraud and stockbroker misconduct. For a free consultation about your legal rights if you have been the victim of investment fraud, contact Dimond Kaplan & Rothstein, P.A. in Los Angeles at 888-578-6255.
Free Consultation ▪ Se Habla Español ▪ Nós Falamos o Português