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7/23/2013

Raymond James Fined TWICE for Bond Fraud

FINRA recently fined Florida-based brokerage firm Raymond James & Associates, Inc. on two separate occasions involving findings that Raymond James charged investors too much money for corporate bond and municipal bond trades. Raymond James is not alone regarding this form of securities fraud, as FINRA has fined many brokerage firms recently for charging excessive markups and markdowns on bond trades.

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