Morgan Stanley Florida Broker Connected to Elder Fraud

DKR is investigating FINRA arbitration claims for investment losses at Morgan Stanley in accounts overseen by broker Andrew T. Yocum, originally from The Villages in Florida. If Andrew Yocum was your broker and you lost money in energy stocks relating to oil and gas you may have a valid FINRA arbitration claim to recover your oil and gas investment losses.

Morgan Stanley terminated Yocum’s employment in October 2015 for purportedly making unauthorized trades in customer accounts. Then, FINRA banned Yocum from the brokerage industry for life in May 2016 after Yocum refused to provide testimony in connection with FINRA’s investigation into whether Yocum made unauthorized trades and over-concentrated senior investors’ accounts in energy securities.

If Andrew Yocum was your Morgan Stanley broker and he made trades without your permission or he over-concentrated your account in oil and gas investments or energy stocks, you may be able to recover your investment losses through a FINRA arbitration claim.

Could you or a loved one be a victim of Elder Fraud?

The attorneys at Dimond Kaplan & Rothstein, P.A. have recovered more than $100 million from banks and brokerage firms for investment fraud and stockbroker misconduct.

From our offices in Miami and West Palm Beach, our FINRA arbitration lawyers help elder fraud, investment fraud, and broker negligence victims throughout the State of Florida.

Contact one of our Florida stockbroker negligence lawyers for a free case evaluation.

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