Multiple Customer Complaints Lodged Against the Former Stockbroker
Morgan Stanley fired Stockbroker Ron Filoramo amid multiple complaints of unauthorized fund transfers out of customer accounts. Accusations include that the former broker “fraudulently induced” clients to transfer funds to outside investments that were never made.
Dimond Kaplan & Rothstein, P.A. currently represents clients who have suffered losses as a result of Mr. Filoramo’s alleged misconduct, and we believe that other victims also may have valid claims to pursue. Our experienced lawyers will aggressively pursue claims to recover your financial losses.
If you invested with Ron Filoramo, contact our office to schedule a case review.
Morgan Stanley Broker Accused of Misconduct
Morgan Stanley terminated Ron Filoramo (CRD #: 3270398) in May 2023 after allegations that he fraudulently induced clients to transfer funds to outside investments that were allegedly never made. The allegations leading to his firing include four pending customer disputes. Each customer accuses Filoramo of the same misconduct, fraudulently inducing them to transfer funds to an outside investment that was never made.
Filoramo Under Investigation for Investment Fraud
The Division of Enforcement of the Securities and Exchange Commission (SEC) has issued a Formal Order to open an investigation into possible securities law violations committed by Mr. Filoramo.
Contact Our Office for a Free Case Review
Did you suffer financial losses after investing with Ron Filoramo? Contact our office to schedule a free consultation. We have recovered millions on behalf of aggrieved investors nationwide. Call now to discuss your case directly with an attorney.
