Investigation of Legend Stockbroker Walter Marino

Dimond Kaplan & Rothstein, P.A. is investigating claims involving former Legend stockbroker Walter Marino. Mario has worked for New York brokerage firms Lincoln Investments and Legend Equities Corporation.

According to Marino’s FINRA BrokerCheck Report, Marino has been the subject of no fewer than seven customer complaints. Lincoln Investments ultimately fired Marino for unsuitably recommending that a client surrender an annuity without knowing the surrender fees that the client would incur. Marino previously had been fired by Legend Equities after that firm discovered that Marino misrepresented a replacement variable annuity as a non-replacement annuity sale.

Did you invest with Legend Stockbroker Walter Marino? 

If Legend stockbroker Walter Marino failed to fully disclose all material facts about an annuity that he sold to you or if he recommended that you buy unsuitable investments, you may have a claim to recover your investment losses.

The attorneys at Dimond Kaplan & Rothstein, P.A. have recovered millions of dollars from brokerage firms that have misled investors or recommended and sold unsuitable investments.

Contact a Dimond Kaplan & Rothstein investment fraud lawyer at (888) 578-6255 for a free consultation if you believe you are the victim of a negligent stockbroker. DKR has offices in Miami, West Palm Beach, New York, and Los Angeles.

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