Former Merrill Lynch and Wachovia Stockbroker Suspended from Securities Industry

The Financial Industry Regulatory Authority (FINRA) has suspended former Merrill Lynch and Wachovia stockbroker Henry Thomas Goode II for 60 days, beginning in April 5, 2010. FINRA found that Goode, of Melbourne, Florida, failed to execute a customer's instructions to sell securities in the customer's account, and the value of securities in the account declined dramatically with the customer suffering more than $1 million in losses. Goode also was fined $5,000.

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