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        • Jeffrey B. Kaplan
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        • Tyler DiMaio
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  • Blog
      • The SEC Aims To Decrease Stock Trade Settlement Times By 2024The SEC Aims To Decrease Stock Trade Settlement Times By 2024
      • Auditor Held Accountable For $40m Investment In 'Sham' Streaming CompanyAuditor Held Accountable For $40m Investment In ‘Sham’ Streaming Company
      • Notification to Former Morgan Stanley Broker Shawn Good's ClientsNotification to Former Morgan Stanley Broker Shawn Good’s Clients
      • UBS YES Investors Win $4 Million FINRA Arbitration ClaimUBS YES Investors Win $4 Million FINRA Arbitration Claim
      • GWG Holdings, Inc. Files for Bankruptcy - GWG L Bond Holders Urged to Take Immediate ActionGWG Holdings, Inc. Files for Bankruptcy – GWG L Bond Holders Urged to Take Immediate Action
      • Lawyer Involved In An FBI Shootout Sued For $300M Ponzi SchemeLawyer Involved In An FBI Shootout Sued For $300M Ponzi Scheme
      • The SEC Has Won An Atlanta Trial In Connection With a $1.7 Million Retirement Savings FraudThe SEC Has Won An Atlanta Trial In Connection With a $1.7 Million Retirement Savings Fraud
      • The State Of Massachusetts Fined A Bitcoin Miner $1 Million For Violating The Terms Of The Series A FundingThe State Of Massachusetts Fined A Bitcoin Miner $1 Million For Violating The Terms Of The Series A Funding
      • Justice,And,Law,Concept.,Legal,Counsel,Presents,To,The,ClientDKR Investigating GWG Holdings For Failure to Pay L-Bonds Interest
      • A Lavish Living Florida Private Equity Executive Charged $140 Million In FraudA Florida Private Equity Executive Charged $140 Million In Fraud
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      Telephone: 305-374-1920

    • New York City Office
      Telephone: 212-618-1399

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      Telephone: 424-202-3656

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      Telephone: 561-671-1920

    • Detroit City Office
      Telephone: 248-572-1120

    • Naples Office
      Telephone: 888-578-6255
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    Miami Office
    Grand Bay Plaza
    2665 S. Bayshore Drive
    Penthouse 2B
    Miami, FL 33133
    Telephone: 305-374-1920

    New York City Office
    Available by Appointment
    14 Wall St, 20th Floor
    New York, NY 10005
    Telephone: 212-618-1399

    Los Angeles Office
    Available by Appointment
    2029 Century Park East
    Century Plaza Tower
    Suite 400N
    Los Angeles, CA 90067
    Telephone: 424-202-3656

    West Palm Beach Office
    Northbridge Centre
    515 N. Flagler Drive
    Suite P-300
    West Palm Beach, FL 33401
    Telephone: 561-671-1920

    Detroit Office
    Available by Appointment
    41000 Woodward Avenue,
    Suite 350 East
    Bloomfield Hills, Mi 48304
    Telephone: 248-572-1120


    Naples Office
    Available by Appointment
    365 Fifth Avenue South
    Naples, FL 34102
    Telephone: 888-578-6255

    • Practice Areas
      • Investment Fraud
      • Commercial Litigation
      • Consumer Class Actions
      • Whistleblower Claims
      • Employment Disputes
      • Criminal Defense
      • Personal Injury
    • About
      • Professionals
      • Honors and Accolades
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      • Los Angeles Office
      • New York City Office
      • Detroit Office
      • West Palm Beach Office
      • Naples Office

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        • Privacy Policy
      1.888.578.6255
      • Home
      • Practice Areas
        • Investment Fraud & Stockbroker Misconduct
          • 401(k), 403(b) & Other Retirement Savings Plans
          • Bonds
          • Broker Cooperation Attorney
          • Churning
          • Cooperating with Securities Regulators
          • Credit Derivatives
          • Credit Default Swaps
          • Employee Stock Options
          • Equity Indexed Annuities
          • ERISA
          • Hedge Fund Fraud
          • Asset Allocation Fraud
          • International Investment Fraud
          • Liquefying Home Equity Investments
          • Margin Account Claims
          • Medical Capital Investment Fraud
          • Misrepresentation Investment Fraud & Omissions
          • Mutual Fund Fraud
          • Stock Options Attorney
          • Ponzi Schemes
          • Regulation D or Private Placements
          • SIM Card Swap / Cryptocurrency Theft
          • Sales Practice Obligations
          • Securities Arbitration Lawyer
          • Structured Products
          • Unauthorized Trading
          • Unsuitability Claims
          • Variable Annuities
          • Back
        • Business & Commercial Litigation
          • Corporate Control Attorney
          • Directors’ & Officers’ Liability
          • Debtor Creditor Disputes
          • Insurance Coverage Claims
          • Long-Term Care Insurance Litigation and Arbitration
          • Real Estate Litigation
          • Back
        • Securities Fraud & Consumer Class Actions
          • Securities Fraud Class Actions
          • Misrepresentation Omission
          • CDO’s/CMO’s
          • Unregistered Brokerage Firm
          • Securities Fraud & Consumer Class Actions
          • Consumer & Class Action Lawsuits
          • Consumer Fraud
          • Price Fixing
          • Shareholder Derivative Litigation
          • Back
        • Whistleblower Claims
          • Whistleblower Laws
          • Whistleblower FAQs
          • Whistleblower Protection Act
          • Qui Tam & Whistleblower Claims
          • Securities Fraud Whistleblower
          • GSA & Supply Fraud
          • Medicaid & Medicare Fraud
          • Tax Fraud Attorney
          • Company Fraud
          • Back
        • Broker & Securities Employment Disputes
          • Broker & Securities Employment Disputes
          • Bonus Disputes
          • Brokerage Employment and Stockbroker Bonus Disputes
          • Forgivable Loan & Promissory Note Disputes
          • Expungement Attorneys
          • Back
        • Criminal Defense
          • Criminal Law
          • Back
        • Personal Injury
          • Bike & Pedestrian Accidents
          • Car Accidents
          • Motorcycle Accidents
          • Restaurant & Nightclub Liability
          • Slip & Fall Accidents
          • Texting While Driving
          • Truck Accidents
          • Back
        • Back
      • Results
      • About
        • Professionals
          • Scott M. Dimond
          • Jeffrey B. Kaplan
          • Lorenz Michel Pruss
          • David A. Rothstein
          • Michelle R. Suskauer
          • Tyler DiMaio
          • Simon Lassel
          • Back
        • Honors & Accolades
        • Representative Institutional Clients
        • Back
      • Resources
        • Legal Articles
        • Client Resources
          • Preventing and Detecting Stockbroker Fraud
          • Stockbrokers Duties to Clients
          • FAQs on FINRA Arbitration
          • What to Do if You Suspect Stockbroker Misconduct
          • A Comprehensive List of Top Brokerage Firms
          • Back
        • Back
      • Investigations
      • Investment Fraud Blog
      • Contact
      EN   ES   PT     
      1.888-578-6255


      Miami Office
      Grand Bay Plaza
      2665 S. Bayshore Drive
      Penthouse 2B
      Miami, FL 33133
      Telephone: 305-374-1920


      Los Angeles Office
      Available by Appointment
      2029 Century Park East
      Century Plaza Tower
      Suite 400N
      Los Angeles, CA 90067
      Telephone: 424-202-3656


       New York City Office
      Available by Appointment
      14 Wall St, 20th Floor
      New York, NY 10005
      Telephone: 212-618-1399


      West Palm Beach Office
      Northbridge Centre
      515 N. Flagler Drive, Suite P-300
      West Palm Beach, FL 33401
      Telephone: 561-671-1920


      Detroit Office
      41000 Woodward Avenue,
      Suite 350 East
      Bloomfield Hills, Mi 48304
      Telephone: 248-572-1120