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Scott M. Dimond
Jeffrey B. Kaplan
Lorenz Michel Pruss
David A. Rothstein
Michelle R. Suskauer
Tyler DiMaio
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Securities Fraud: What You Need To Know As an Investor
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Blog
The SEC Aims To Decrease Stock Trade Settlement Times By 2024
Auditor Held Accountable For $40m Investment In ‘Sham’ Streaming Company
Notification to Former Morgan Stanley Broker Shawn Good’s Clients
UBS YES Investors Win $4 Million FINRA Arbitration Claim
GWG Holdings, Inc. Files for Bankruptcy – GWG L Bond Holders Urged to Take Immediate Action
Lawyer Involved In An FBI Shootout Sued For $300M Ponzi Scheme
The SEC Has Won An Atlanta Trial In Connection With a $1.7 Million Retirement Savings Fraud
The State Of Massachusetts Fined A Bitcoin Miner $1 Million For Violating The Terms Of The Series A Funding
DKR Investigating GWG Holdings For Failure to Pay L-Bonds Interest
A Florida Private Equity Executive Charged $140 Million In Fraud
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Miami Office
Telephone: 305-374-1920
New York City Office
Telephone: 212-618-1399
Los Angeles Office
Telephone: 424-202-3656
West Palm Beach Office
Telephone: 561-671-1920
Detroit City Office
Telephone: 248-572-1120
Naples Office
Telephone: 888-578-6255
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1.888.578.6255
Home
Practice Areas
Investment Fraud & Stockbroker Misconduct
401(k), 403(b) & Other Retirement Savings Plans
Bonds
Broker Cooperation Attorney
Churning
Cooperating with Securities Regulators
Credit Derivatives
Credit Default Swaps
Employee Stock Options
Equity Indexed Annuities
ERISA
Hedge Fund Fraud
Asset Allocation Fraud
International Investment Fraud
Liquefying Home Equity Investments
Margin Account Claims
Medical Capital Investment Fraud
Misrepresentation Investment Fraud & Omissions
Mutual Fund Fraud
Stock Options Attorney
Ponzi Schemes
Regulation D or Private Placements
SIM Card Swap / Cryptocurrency Theft
Sales Practice Obligations
Securities Arbitration Lawyer
Structured Products
Unauthorized Trading
Unsuitability Claims
Variable Annuities
Back
Business & Commercial Litigation
Corporate Control Attorney
Directors’ & Officers’ Liability
Debtor Creditor Disputes
Insurance Coverage Claims
Long-Term Care Insurance Litigation and Arbitration
Real Estate Litigation
Back
Securities Fraud & Consumer Class Actions
Securities Fraud Class Actions
Misrepresentation Omission
CDO’s/CMO’s
Unregistered Brokerage Firm
Securities Fraud & Consumer Class Actions
Consumer & Class Action Lawsuits
Consumer Fraud
Price Fixing
Shareholder Derivative Litigation
Back
Whistleblower Claims
Whistleblower Laws
Whistleblower FAQs
Whistleblower Protection Act
Qui Tam & Whistleblower Claims
Securities Fraud Whistleblower
GSA & Supply Fraud
Medicaid & Medicare Fraud
Tax Fraud Attorney
Company Fraud
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Broker & Securities Employment Disputes
Broker & Securities Employment Disputes
Bonus Disputes
Brokerage Employment and Stockbroker Bonus Disputes
Forgivable Loan & Promissory Note Disputes
Expungement Attorneys
Back
Criminal Defense
Criminal Law
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Personal Injury
Bike & Pedestrian Accidents
Car Accidents
Motorcycle Accidents
Restaurant & Nightclub Liability
Slip & Fall Accidents
Texting While Driving
Truck Accidents
Back
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Results
About
Professionals
Scott M. Dimond
Jeffrey B. Kaplan
Lorenz Michel Pruss
David A. Rothstein
Michelle R. Suskauer
Tyler DiMaio
Simon Lassel
Back
Honors & Accolades
Representative Institutional Clients
Back
Resources
Legal Articles
Client Resources
Preventing and Detecting Stockbroker Fraud
Stockbrokers Duties to Clients
FAQs on FINRA Arbitration
What to Do if You Suspect Stockbroker Misconduct
A Comprehensive List of Top Brokerage Firms
Back
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Investigations
Investment Fraud Blog
Contact
EN
ES
PT
1.888-578-6255
Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 305-374-1920
Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424-202-3656
New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 212-618-1399
West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561-671-1920
Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248-572-1120