Securities Fraud | Video Transcript
[GRAPHIC: Dimond Kaplan & Rothstein, P.A., ATTORNEYS AT LAW, 305-374-1920, 888-578-6255, Creative. Aggressive. Effective. Offices at Grand Bay Plaza | 2665 South Bayshore Drive | Penthouse 2B | Miami, Florida 33133]
JEFFREY B. KAPLAN: At Dimond Kaplan and Rothstein, we handle cases involving stocks, bonds, options, hedge funds, mutual funds, variable annuities, auction-rate securities, as well as many other types of investments.
There are many types of securities fraud, everything from simple negligence all the way through intentional misconduct. We have handled virtually every type of stock broker misconduct case, including churning, failure to disclose material information, and unauthorized trading.
Before turning your savings over to a broker, it is important to know about that broker’s background. You can review the broker’s disciplinary record on the internet. That will allow you to determine whether other investors have complained about that broker in the past.
At Dimond Kaplan and Rothstein, we aggressively represent our clients in an effort to recover their investment losses, all while maintaining a level of professionalism that has garnered respect from brokerage firms and defense lawyers throughout the country.
Consultations with our firm are free. And if we take your case, we work on a contingency fee basis, which means if we don’t recover money for you, we don’t get paid. If you have suffered investment losses, we are able to evaluate your case and determine whether a broker or brokerage firm can be held responsible for those investment losses.[GRAPHIC: Dimond Kaplan & Rothstein, P.A., ATTORNEYS AT LAW, 305-374-1920, 888-578-6255, Creative. Aggressive. Effective. Offices at Grand Bay Plaza | 2665 South Bayshore Drive | Penthouse 2B | Miami, Florida 33133]