The Securities and Exchange Commission (“SEC”) announced in April 2013 that it obtained federal court judgments totaling more than $5 million against Michael Bozora, Timothy Redpath, Capital Solutions Distributors, LLC (CSD) and Capital Solutions Management, LP (CSM). The SEC’s case against the defendants alleged that Bozora and Redpath, who owned and controlled CSD, the distributor of the Capital Solutions Monthly Income Fund, and CSM, the Fund’s investment adviser, made misleading written and oral representations to Capital Solutions Monthly Income Fund investors. Specifically, they claimed the Fund was performing well during as the credit and real estate markets were suffering badly. But investors were not told that the Fund’s sole borrower had defaulted. Many investors have valid FINRA arbitrations claims against the brokerage firms that sold the Capital Solutions fund, claiming, among other things, that the brokerage firms failed to conduct adequate due diligence on the Fund and that the Fund was unsuitably risky for certain investors.

EN   ES   PT     

Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 786.628.8236

Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424.544.7930

New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 917.382.5217

West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561.475.2887

Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248.368.0182