Broker & Securities
Employment Disputes

Representing Securities Employment Disputes Throughout the United States

Dimond Kaplan & Rothstein, P.A.’s attorneys have significant experience working in the securities industry and handling a myriad of securities employment and investment disputes on behalf of clients in court and arbitration. From its offices in New York, Los Angeles, and Miami, the firm represents securities-industry professionals in bonus and compensation disputes, U4 and U5 expungement cases, and forgivable loan and promissory note disputes.

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Contact An Experienced DKR Attorney

Dimond Kaplan & Rothstein, P.A.’s securities attorneys have significant experience representing clients in NYSE, NASD, FINRA, AAA, and other arbitration forums, as well as state and Federal courts throughout the United States. We have earned a reputation for our in-depth knowledge of the securities industry and for aggressive and effective legal representation.

If you are involved in a bonus or compensation dispute, wish to expunge something from your U4 or U5, or believe you have grounds not repay a forgivable loan or promissory note, call an experienced attorney at  Dimond Kaplan & Rothstein, P.A. today for a free consultation about your options, 888-578-6255.

Broker & Securities
Employment Disputes Areas of Expertise

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Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 786.628.8236

Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424.544.7930

New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 917.382.5217

West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561.475.2887

Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248.368.0182