Broker & Securities
Employment Disputes

Representing Securities Employment Disputes Throughout the United States

Dimond Kaplan & Rothstein, P.A.’s attorneys have significant experience working in the securities industry and handling a myriad of securities employment and investment disputes on behalf of clients in court and arbitration. From its offices in New York, Los Angeles, and Miami, the firm represents securities-industry professionals in bonus and compensation disputes, U4 and U5 expungement cases, and forgivable loan and promissory note disputes.

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Contact An Experienced DKR Attorney

Dimond Kaplan & Rothstein, P.A.’s securities attorneys have significant experience representing clients in NYSE, NASD, FINRA, AAA, and other arbitration forums, as well as state and Federal courts throughout the United States. We have earned a reputation for our in-depth knowledge of the securities industry and for aggressive and effective legal representation.

If you are involved in a bonus or compensation dispute, wish to expunge something from your U4 or U5, or believe you have grounds not repay a forgivable loan or promissory note, call an experienced attorney at  Dimond Kaplan & Rothstein, P.A. today for a free consultation about your options, 888-578-6255.