Broker Compensation Dispute | Securities Employment Law

Broker & Securities
Employment Disputes

Representing Securities Employment Disputes Throughout the United States

Dimond Kaplan & Rothstein, P.A.’s attorneys have significant experience working in the securities industry and handling a myriad of securities employment and investment disputes on behalf of clients in court and arbitration. From its offices in New York, Los Angeles, and Miami, the firm represents securities-industry professionals in bonus and compensation disputes, U4 and U5 expungement cases, and forgivable loan and promissory note disputes.

Free ConsultationSe habla EspañolNós falamos o Português

Contact An Experienced DKR Attorney

Dimond Kaplan & Rothstein, P.A.’s securities attorneys have significant experience representing clients in NYSE, NASD, FINRA, AAA, and other arbitration forums, as well as state and Federal courts throughout the United States. We have earned a reputation for our in-depth knowledge of the securities industry and for aggressive and effective legal representation.

If you are involved in a bonus or compensation dispute, wish to expunge something from your U4 or U5, or believe you have grounds not repay a forgivable loan or promissory note, call an experienced attorney at  Dimond Kaplan & Rothstein, P.A. today for a free consultation about your options, 888-578-6255.

Broker & Securities
Employment Disputes Areas of Expertise

Free Consultation
Se habla Español.
Nós falamos o Português.
Contact Us
View Our
Practice Areas
We can help fight for your rights
Learn More
EN   ES   PT     
855.650.5675



Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 786.628.8236




Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424.544.7930




New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 917.382.5217




West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561.475.2887




Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248.368.0182