ERISA Laws Attorney : Dimond Kaplan & Rothstein

ERISA Laws Lawyer

From our offices in Miami, Los Angeles and New York City we serve clients statewide, nationwide and worldwide

ERISA is short for Employee Retirement Income Security Act of 1974, which is the federal law that governs employee benefits. ERISA pertains to pension plans, profit-sharing plans, and 401(k) plans.

Business owners and managers who are trustees or administrators of employee retirement plans are considered legal fiduciaries who owe a duty to the employees who have their money invested in the company’s 401(k) or other retirement plans. These duties include investigating and evaluating investments in the plan, diversifying investments in the plan to minimize risk of loss, and to otherwise handle the investments in a prudent manner.

Many business owners and managers are not qualified or capable of properly evaluating investments, so they delegate such duties to investment professionals. When that happens, the brokers and brokerage firms assume the above-mentioned duties.

Did your business’s ERISA plan lose value resulting in losses to your employees? Have your business’s financial advisors, such as stockbrokers, mishandled the monies that were to fund your employees’ retirement accounts? Your broker may be liable. Call Dimond Kaplan & Rothstein, P.A. today for a free consultation to review your rights and options.

Some ERISA plans and their participants suffer investment losses when the stockbroker or brokerage firm makes unsuitable trades, makes excessive trades or churns the account, or over-concentrates the investments in a single security.

Contact an ERISA Regulations Lawyer

If your employee retirement plan suffered investment losses due to stockbroker or brokerage firm misconduct, Dimond Kaplan & Rothstein, P.A., may be able to help you. Discuss your ERISA plan-related investment losses associated with unsuitable investment actions by your stockbroker or brokerage firm.

Contact us to schedule a consultation with a West Palm Beach or Miami ERISA laws attorney. Our Miami, West Beach and Ft. Lauderdale area ERISA fiduciary duty law firm serves clients from throughout Florida, throughout the U.S. and throughout the world.

EN   ES   PT     

Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 786.628.8236

Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424.544.7930

New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 917.382.5217

West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561.475.2887

Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248.368.0182