The Financial Industry Regulatory Authority (FINRA) has suspended former Merrill Lynch and Wachovia stockbroker Henry Thomas Goode II for 60 days, beginning in April 5, 2010. FINRA found that Goode, of Melbourne, Florida, failed to execute a customer’s instructions to sell securities in the customer’s account, and the value of securities in the account declined dramatically with the customer suffering more than $1 million in losses. Goode also was fined $5,000.

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Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
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2029 Century Park East
Century Plaza Tower
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14 Wall St, 20th Floor
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515 N. Flagler Drive, Suite P-300
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41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
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