In its July 2013 monthly report, FINRA disclosed that it has barred former SunTrust Investment Services broker, Kenneth Andrew Mauchin, from working for any FINRA brokerage firm. FINRA found that between June 2009 and April 2010 Mauchin stole $23,750 from the accounts of three elderly customers. SunTrust fired Mauchin in June 2011. Stockbroker fraud involving theft of funds is relatively rare, but investors should review their monthly account statements on a routine basis in order to detect such misconduct.

EN   ES   PT     

Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 786.628.8236

Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424.544.7930

New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 917.382.5217

West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561.475.2887

Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248.368.0182