New York Securities Fraud Attorney

Dimond Kaplan & Rothstein, P.A. is a New York law firm specializing in securities fraud, investment fraud, and commercial litigation. Our New York Securities Fraud Attorney serves victims of securities and investment fraud throughout New York City area and beyond.

DKR New York Practice Areas

The law firm of Dimond Kaplan & Rothstein, P.A. represents individual and institutional investors who have lost money as a result of investment fraud, securities fraud, or stockbroker misconduct. DKR also provides seasoned counsel for consumer class actions, whistleblower suits, employment disputes and personal injury litigation.

We have brought claims including but not limited to following:

  • Unauthorized Trading
  • Unsuitable Investments
  • Misrepresentations & Omissions
  • International Investment Fraud
  • Stockbroker Negligence
  • Securities Class Actions

To learn more about our practice areas, contact us.


Our lawyers have litigated and tried cases in state and federal courts, private arbitration forums, and state and federal appellate court with great results. We will aggressively pursue claims to recover your investment losses. Some examples of our results are listed below:

Securities Class Action Settlement | $150 million
RICO-based Class Action | $6 million Recovery
Recovered Assets for Unsuitably Risky Derivative Investment | $17 million
Negligence-based Class Action on behalf of Ponzi-scheme Victims| $10 million settlement

Meet Our Investment Fraud Attorneys

Dimond Kaplan & Rothstein’s attorneys have in-depth experience handling a broad range of legal disputes. We are an AV-rated* litigation boutique whose attorneys have worked for some of the country’s largest and most prestigious law firms, where we learned, and now continue to hone, the sophisticated legal strategies and practical demands of complex litigation.

Our objective is to protect your interests, resolve your legal dispute, and achieve your goals as quickly and efficiently as possible.

Our securities lawyers have recovered millions of dollars of clients’ investment losses from brokerage firms such as Merrill Lynch, Banc of America Securities, Salomon Smith Barney, Citigroup, Wachovia, Morgan StanleyUBSRaymond JamesJP Morgan ChaseOppenheimer, Lehman Brothers, and Credit Suisse.

Contact us to meet with a New York Securities Fraud Attorney.

Contact Dimond Kaplan & Rothstein, P.A.

Our New York securities fraud attorneys at Dimond Kaplan & Rothstein, P.A are dedicated to obtaining the best results for our clients. If a broker or brokerage firm failed to properly manage your account, misled you, or recommended unsuitable investments, you may have certain legal rights that require immediate attention.

To schedule a consultation with an experienced and accomplished securities fraud lawyer, complete and submit the form below or call us at 888-578-6255.

Representing Clients from the
New York Area

Discuss the facts and circumstances behind your securities fraud case or investment fraud case with an experienced securities fraud attorney at our New York office in downtown Manhattan. We serve clients from the New York City area, the greater Northeast and travel nationwide.

Visit Our Office | By Appointment
14 Wall St, 20th Floor
New York, New York 10005
Telephone:(917) 382-5217

We welcome clients to our law offices to speak to our New York Securities Fraud Attorney by appointment only. To schedule an appointment, please complete the form below.

EN   ES   PT     

Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 786.628.8236

Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424.544.7930

New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 917.382.5217

West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561.475.2887

Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248.368.0182