Securities Service Network | DKR | Investment Losses

Securities Service Network

Securities Service Network

Securities Service Network is an independent broker/dealer. The company claims to be young enough to be industrious, yet experienced enough to know that service is its most important product. It also represents that it is large enough to get results, and small enough to be friendly and hands-on. Securities Service brokers are not required to sell proprietary products, freeing them up to recommend and sell investments that make the most sense for the investor.

Securities Service Network Ordered to Pay Customer $347,000

An NASD arbitration panel ordered Securities Service Network to pay an investor $347,000 to compensate him for damages that he suffered as a result of Securities Service’s misconduct. Claimant asserted the following causes of action: breach of fiduciary duty; negligence;
unsuitability; misrepresentation; fraudulent inducement; violation of NASD Conduct Rules 2120,
2210(d), 2210-2, 2310 and 2310-2; violation of Section 517.301(1) of the Florida Securities and
Investor Protection Act; and, violation of SEC Rules 16and34(b)-l. The causes of action relate
to the purchase and sale of the AIM Lifetime Plus II Variable Annuity, the Alliance Ovation
Variable Annuity and the MFS Regatta Platinum Fixed/Variable Annuity in Claimant’s account.

If you suffered investment losses, please contact us or communicate with a Dimond Kaplan & Rothstein, P.A. attorney at 888-578-6255 or for a free case evaluation.p>

EN   ES   PT     

Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 786.628.8236

Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424.544.7930

New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 917.382.5217

West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561.475.2887

Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248.368.0182