Janney Montgomery Scott | DKR | Improper Conduct

Janney Montgomery Scott, LLC

Janney Montgomery Scott LLC

Established in 1832, Janney Montgomery Scott LLC is a full-service brokerage firm that provides financial advice to individual, corporate and institutional investors. Janney Montgomery provides advice and service to clients through a network of professionals in branch offices located along the east coast. Janney is an independently operated subsidiary of The Penn Mutual Life Insurance Company, one of the five largest mutual insurance companies in the nation based on capital.

Janney Montgomery Scott Ordered to Pay Customer $650,000

An NASD arbitration panel ordered Janney Montgomery Scott to pay investors $650,000 to compensate them for damages that they suffered as a result of Janney Montgomery’s and its broker’s improper conduct. The investors accused Janney Montgomery and its broker of, among other things, negligence, breach of fiduciary duty, negligent misrepresentation, violations of applicable securities industry standards and rules, violation of state and federal laws, negligent failure to supervise, unfair and deceptive business practices, breach of contract, and violation of the Massachusetts Consumer Protection Statute.

If you suffered investment losses, please contact us or communicate with a Dimond Kaplan & Rothstein, P.A. attorney at 888-578-6255 or jkaplan@dkrpa.com for a free case evaluation.

EN   ES   PT     

Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 786.628.8236

Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424.544.7930

New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 917.382.5217

West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561.475.2887

Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248.368.0182