Cadaret, Grant & Co., Inc.

Cadaret, Grant & Co., Inc. was founded in 1985 and is one of the largest privately owned independent broker/dealers in the country, servicing almost 900 financial advisors in branch offices nationwide. Cadaret, Grant is owned and managed by four senior officers located in Syracuse, New York, and Mount Arlington, New Jersey. Cadaret, Grant claims that it does not pressure its brokers to sell certain products, do business a specific way, or treat some clients differently than others. It does not offer its brokers bigger commission payouts, payouts for working with larger clients, selling particular products, or doing business with strategic partners. The company believes that it is able to operate in this fashion because it is privately owned and has no shareholders to answer to and no parent companies looking over its shoulder. Cadaret, Grant believes that its independence fosters an environment in which brokers will build investment portfolios based on clients’ objectives, not on the brokerage firms’.

Cadaret, Grant Ordered to Pay Customers $86,000

A FINRA arbitration panel ordered Berthel Fisher to pay an investor $86,000 to compensate them for damages that she suffered as a result of Cadaret’s and its broker’s improper conduct. The investors accused Cadaret and its broker of, among other things, unauthorized withdrawals, fraud, breach of fiduciary duty, negligence, and failure to supervise.

Cadaret, Grant Ordered to Pay Customers $464,000

A FINRA arbitration panel ordered Berthel Fisher to pay two investors $464,000 to compensate them for damages that they suffered as a result of Cadaret’s and its broker’s improper conduct. The investors accused Cadaret and its broker of violations of Florida’s investor protection statute, negligence, negligent supervision related to the purchase and sale of shares of a variety of stocks including, Parametric Technology, Analog Devices, BMC Software, Cadence Design Systems, Maxim Integrated Products, and Vitesse Semiconductor.

If you suffered investment losses, please contact us or communicate with a Dimond Kaplan & Rothstein, P.A. attorney at 888-578-6255 or jkaplan@dkrpa.com for a free case evaluation.

1.888.578.6255
EN   ES   PT     
855.650.5675


Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 786.628.8236


Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424.544.7930


 New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 917.382.5217


West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561.475.2887


Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248.368.0182