Aura Financial Services, Inc.

Aura Financial Services, Inc. is based in Birmingham, Alabama. Aura offers a full array of investment and insurance products, as well as asset management services.

U.S. Bancorp Ordered to Pay Customer $275,000

An NASD arbitration panel ordered Aura Financial Services, Inc. to pay an investor $275,000 to compensate her for damages that she suffered as a result of Aura’s and its broker’s improper conduct. The investor accused Aura Financial and its broker of, among other things, violations of Federal securities laws; violations of North Carolina Securities Act; violation of North Carolina Trade Practices Act; breach of contract; common law fraud; breach of fiduciary duty; and negligence and gross negligence including negligent supervision. The causes of action related to the purchase of Waterstones, Ltd. Equipment Leases.

EN   ES   PT     

Miami Office
Grand Bay Plaza
2665 S. Bayshore Drive
Penthouse 2B
Miami, FL 33133
Telephone: 786.628.8236

Los Angeles Office
Available by Appointment
2029 Century Park East
Century Plaza Tower
Suite 400N
Los Angeles, CA 90067
Telephone: 424.544.7930

New York City Office
Available by Appointment
14 Wall St, 20th Floor
New York, NY 10005
Telephone: 917.382.5217

West Palm Beach Office
Northbridge Centre
515 N. Flagler Drive, Suite P-300
West Palm Beach, FL 33401
Telephone: 561.475.2887

Detroit Office
41000 Woodward Avenue,
Suite 350 East
Bloomfield Hills, Mi 48304
Telephone: 248.368.0182