Client Resources: A List of Top Brokerage Firms
Investors have a variety of options when choosing a brokerage firm to work with that is authorized to trade securities for buyers and sellers. The main duty of the company is to serve as a connection between buyers and sellers to facilitate a transaction. Once the transaction has been completed, brokerage firms receive compensation by means of commission.
When choosing a brokerage firm, it is important to research the firm and your broker through BrokerCheck. As we are dedicated to providing clients with beneficial resources related to the securities industry, below is a list of the top brokerage firms around the world.
- Ameriprise Financial, Inc.
- Ameritas Investment Corp.
- Associated Securities Corp.
- Aura Financial Services, Inc.
- AXA Advisors, LLC
- Bank of America
- Berthel Fisher & Company Financial Services, Inc.
- Cadaret, Grant & Co., Inc.
- Cambridge Investment Research, Inc.
- Capital Analysts Incorporated
- Capital Financial Group
- Citigroup Global Markets/Smith Barney
- Commonwealth Fin
- Edward Jones & Co.
- First Allied Securities, Inc.
- FSC Securities Corporation
- Geneos Wealth Management
- Genworth Financial
- GunnAllen Financial, Inc.
- H&R Block Financial Services
- H.D. Vest Financial Services, Inc.
- InterSecurities, Inc.
- INVEST Financial Corporation
- Investacorp
- Investment Centers of America, Inc.
- Investors Capital Corporation
- J.P. Morgan Chase & Co./Banc One Securities
- J.P. Turner & Company
- Janney Montgomery Scott LLC
- John Hancock Financial Network/Signator Investors, Inc.
- Lincoln Financial Advisors
- Lincoln Investment Planning, Inc.
- Linsco/Private Ledger/LPL Financial Services
- M Securities Investment, Inc.
- Merrill Lynch, Pierce, Fenner & Smith, Inc.
- MetLife Securities
- MML Investors Services, Inc.
- Moors & Cabot, Inc.
- Morgan Stanley/Dean Witter
- Mutual Service Corp.
- National Planning Corporation
- NEXT Financial Group, Inc
- NFP Securities
- Northwestern Mutual Investment Services, LLC
- Oppenheimer & Co.
- Pacific West Financial Group
- Primevest Financial Services, Inc.
- Princor Financial Services Corporation
- ProEquities, Inc.
- Raymond James Financial, Inc.
- Sammons Securities Company, LLC
- Securities America
- Securities Service Network
- Sigma Financial Corporation
- SII Investments, Inc
- Southwest Securities
- Sterne, Agee & Leach, Inc.
- Stifel Nicolaus & Co., Inc/Stifel Financial Corp.
- Transamerica Financial Advisors, Inc.
- Triad Advisors
- U.S. Bancorp Investments, Inc.
- UBS Financial Services/UBS Global Asset Management
- VSR Financial Services
- Wachovia Securities, LLC
- Waddell & Reed
- Wedbush Morgan
- Woodbury Financial Services, Inc.
- Deutsche Bank Securities, Inc./Alex Brown
File a Claim Against a Top Brokerage Firm
Dimond Kaplan & Rothstein, P.A. is an AV-Rated law firm that represents individual and institutional investors throughout the United States and overseas in stockbroker misconduct and investment fraud cases. We are dedicated to helping investors recover investment losses caused by negligence, incompetence, fraud, or dishonesty of stockbrokers and brokerage firms.
Our attorneys have recovered millions of dollars on behalf of investors against most major Wall Street brokerage firms, including Credit Suisse First Boston, in claims involving stocks, bonds, options, auction rate securities, mutual funds, hedge funds, principal protected notes, and other structured products.
If you suffered investment losses, contact Dimond Kaplan & Rothstein, P.A. today for a free confidential consultation with one of our experienced attorneys.
