Case Results
Below are representative settlements, verdicts, judgments, and arbitration awards achieved by Dimond Kaplan & Rothstein, P.A. Please note, however, that every case is different and these results, while accurate, do not foreshadow what we may obtain for you in your case. Rather, we provide this information because our clients, and the lawyers who refer their own clients to our firm, have told us that knowing our firm has achieved significant results in the past is one of the many factors that led them to hire DKR, or refer someone to DKR. Irrespective of what firm you plan to hire, you should ask any prospective attorney whether he or she has obtained significant results for their clients – although the decision to hire an attorney should not be made on this factor alone. We would be happy to discuss our background and experience with you at length should you desire that. Contact us for a free consultation today.
Case Results in Dollars
$90 million
recovery in favor of real-estate developer in contractual dispute with competing developer regarding development rights.
$80 million
class action recovery from a brokerage firm that sold fraudulent securities issued by a Ponzi scheme after failing to conduct adequate due diligence of the Ponzi scheme.
$25.6 million
civil theft jury verdict for real-estate clients.
$17 million
in assets recovered for investor in connection with unsuitably risky derivative investment.
$13.579 million
recovery from a brokerage firm that sold fraudulent securities issued by a Ponzi scheme after failing to conduct adequate due diligence of the Ponzi scheme.
$13 million
class action settlement against Regions Bank for its role in the sale of securities by an unregistered broker-dealer.
$9.125 million
recovery for an institutional investor from a brokerage firm that misrepresented the nature and risks of auction rate securities.
$9.1 million
arbitration award against a brokerage firm that (a) sold fraudulent securities issued by a Ponzi scheme after failing to conduct adequate due diligence of the Ponzi scheme, and (b) sold other risky and illiquid private placements.
$8.9 million
class action settlement against depository institution alleging failure to perform due diligence.
$3.975 million
recovery for an investor from a brokerage firm that misrepresented the nature and risks of auction rate securities.
$3.75 million
recovery for an investor from a brokerage firm that improperly recommended and sold foreign exchange contracts.
$3.6 million
for a real estate investor in an action against the general partner of the investment entity.
$2.75 million
recovery from a brokerage firm that misrepresented the nature and risks of a leveraged real estate fund.
$2.6 million
recovery for institutional investor after brokerage firm misrepresented the nature and risks of a leveraged real estate fund.
$2.4 million
recovery for institutional investor after brokerage firm misrepresented the nature and risks of a leveraged real estate fund.
$2.3 million
recovery for investor who lost money in the a complex options strategy that we alleged the brokerage firm misrepresented certain material facts and omitted other material facts.
$2.2 million
recovery for institutional investor after brokerage firm misrepresented the nature and risks of a leveraged real estate fund.
$2.1 million
recovery for investor where brokerage firm offered flawed strategy to protect investor’s concentrated, leveraged stock position.
$2.1 million
recovery for a company whose intellectual property was stolen by a large foreign corporation.
$2 million
verdict on behalf of real estate developer in commercial real estate contract dispute.
$2 million
recovery from Verizon Wireless after prevailing in AAA arbitration on behalf of cell phone SIM swap victim whose cryptocurrency was stolen.
$2 million
recovery from a brokerage firm that churned a customer’s stock and commodities accounts.
$2 million
recovery from a brokerage firm that (a) sold fraudulent securities issued by a Ponzi scheme after failing to conduct adequate due diligence of the Ponzi scheme, and (b) sold other risky and illiquid private placements.
$1.95 million
recovery from a brokerage firm that recommended and sold over-concentrated positions in risky, leveraged, Puerto Rico bond funds.
$1.9 million
arbitration victory for investor who lost money in UBS’s Yield Enhancement Strategy (YES), a complex options strategy that we alleged UBS misrepresented and failed to disclose all material risks.
$1.8 million
recovery from a brokerage firm that misrepresented the nature and risks of Lehman Brothers structured products.
$1.75 million
recovery from a brokerage firm that recommended and sold over-concentrated positions in risky, leveraged, Puerto Rico bond funds.
$1.75 million
jury verdict in medical practice partnership dissolution dispute.
$1.7 million
recovery in a legal malpractice claim related to a real estate transaction.
$1.65 million
recovery against probate estate in dispute regarding seized assets.
$1.5 million
in assets recovered as SEC Receiver in connection with Ponzi scheme.
$1.5 million
recovery from brokerage firm that refused to allow authorized account owner to access account and place asset-protecting transactions.
$1.5 million
arbitration victory for investor who lost money in UBS’s Yield Enhancement Strategy (YES), a complex options strategy that we alleged UBS misrepresented and failed to disclose all material risks.
$1.45 million
arbitration victory for investor who lost money in UBS’s Yield Enhancement Strategy (YES), a complex options strategy that we alleged UBS misrepresented and failed to disclose all material risks.
$1.4 million
recovered in a series of cases against a major broker-dealer involving a fraudulent proprietary fund.
$1.375 million
recovery from cryptocurrency platform whose security failures permitted the theft of assets from individual’s cryptocurrency account.
$1.325 million
recovery from a brokerage firm that misrepresented the nature and risks of a leveraged real estate fund.
$1.325 million
recovery from a brokerage firm that misrepresented the nature and risks of a leveraged real estate fund.
$1.25 million
recovery from brokerage firms that permitted a broker to engage in a reckless options strategy.
$1.2 million
recovery for institutional investor after brokerage firm misrepresented the nature and risks of a leveraged real estate fund.
$1.2 million
recovery from two brokerage firms that churned a customer’s accounts and provided the customer with fake account statements.
$1.2 million
recovery for member of a Florida LLC in complex, commercial dispute with other members regarding corporate ownership and control.
$1.025 million
recovery for institutional investor after brokerage firm misrepresented the nature and risks of a leveraged real estate fund.
$950,000
recovery from brokerage firm that negligently approved a fraudulent investment product for sale to customers and negligently supervised its broker.
$900,000
recovery from cryptocurrency platform that committed numerous security breaches and failed to protect an individual’s cryptocurrency assets.
$750,000
recovery from brokerage firm for placing unsuitable short sales of a Chinese stock in elderly investor’s account.
$750,000
recovery against family-office employee accused of breaching fiduciary duties.
$700,000
class action recovery against alleged individual perpetrator of securities fraud.
$700,000
recovery from brokerage firms that recommended and sold Madoff “feeder funds” to customers.
$650,000
recovery in a preference action for a bankruptcy plan administrator.
$620,000
recovery for back injury sustained on chartered fishing boat
$600,000
recovery for shareholders of closely held corporation in complex, commercial dispute among shareholders regarding corporate ownership and control.
$575,000
recovery for past and future medical treatment and for pain & suffering of clients injured in a motor vehicle accident with a tractor-trailer.
$500,000
recovery for a widow whose brokerage account was churned.
$387,500
recovery for professional networking organization in suit against cruise company for allegedly improper failure to provide refund.
$315,000
recovery for property owner in suit against insurance company for alleged improper failure to pay fire-damage claim.
$300,000
recovery for investor in defamation suit against investor / blogger based on allegedly false and disparaging blog entries.
$235,000
recovery for purchasers of condominium units in action against developer based on alleged misrepresentations regarding amenities.
$207,000
arbitration award against Wedbush Securities for selling fraudulent Ponzi-scheme investment and failing to supervise its broker properly.
$200,000
recovery in favor of property owner in breach-of-contract dispute with title insurance company regarding alleged failure to disclose claim on title.
$190,000
recovery for employees in action against employer based on allegedly improper cancellation of stock options.
$175,000
recovery in favor of attorney in breach-of-contract action against former law firm regarding alleged failure to honor compensation agreement.
$35,000
Secured a mid-trial settlement of only $35,000 for DKR client that was facing $8 million business litigation claim.
Other Case Results
Obtained complete defense judgment in favor of trustee in probate-related action brought by beneficiary of estate alleging self dealing and breach of fiduciary duty.
Obtained complete defense judgment in favor of auto retailer in wrongful-death action brought by estate of deceased passenger, and obtained sanctions in favor of retailer in the form of an award of attorneys’ fees to be paid by opposing party and opposing counsel.
Obtained complete defense verdict in favor of homeowner in breach-of-contract action brought by home contractor, and obtained attorneys’ fees in favor of homeowner.
