The Securities and Exchange Commission recommended a new rule on Wednesday that would reduce the settlement period for securities trading from two to one day in an attempt to tackle market infrastructure issues highlighted by last year’s...
Investors who unwittingly put $40 million into a “fictitious” music streaming service sued Crowe UK in federal court in Georgia, arguing the firm knew or should have known the streamer was “a total fake” that should not...
Notification to Former Morgan Stanley Broker Shawn Good’s Clients: Dimond Kaplan & Rothstein P.A Continues its Inquiry in Light of the SEC’s Ponzi Scheme Allegations
Dimond Kaplan & Rothstein, P.A. announces that a FINRA arbitration panel has ordered UBS Financial Services, Inc. (“UBS”) to pay approximately $4 million to an investor who lost nearly $3 million in UBS’s Yield Enhancement Strategy (“YES”)...
GWG L Bond investors are encouraged to contact Dimond Kaplan & Rothstein, P.A., a nationally recognized securities arbitration law firm, to submit FINRA arbitration claims to recoup investment liabilities.
Investors have sued a lawyer who allegedly was involved in a gunfight with FBI officers earlier this month, accusing him of managing a $300 million Ponzi scheme selling investments in personal injury settlements.
